Capital Flow Monitor · Sponsors · CIK 1449086
NZC GUGGENHEIM FUND LTD
100 WILSHIRE BOULEVARD, SUITE 500, SANTA MONICA, CA, 90401 · 3105761270
Pooled Investment Fund / Other Investment Fund · Other· inc. CAYMAN ISLANDS true
Fit score
—
Offering
—
Sold
$408.0M
% sold
—
Investors
71
Min investment
$100K
Exemption
506(b)
Filing history
| Filed | Form | Rule | Offering | Sold | % sold | Investors | |
|---|---|---|---|---|---|---|---|
| 2026-05-15 | D/A ·current | 506(b) | — | $408.0M | — | 71 | EDGAR ↗ |
| 2025-10-14 | D/A | 506(b) | — | $408.0M | — | 71 | EDGAR ↗ |
Related persons
Executive officers, directors and promoters, as filed. Other raises are matched by exact name and show amount sold as last reported.
-
Alastair M. McKeever — Executive Officer, New York, NY
2 other raises
- NZC GUGGENHEIM FUND LLC $1.11B of —
- GUGGENHEIM HIGH-YIELD FUND, LLC $267.8M of —
-
Kevin H. Gundersen — Executive Officer, New York, NY
5 other raises
- NZC GUGGENHEIM FUND LLC $1.11B of —
- Guggenheim Investments Private Debt Fund IV-B (U), L.P. $285.4M of —
- Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. $0 of —
- Guggenheim Investments Private Debt Fund IV-A, L.P. $2.18B of —
- Guggenheim Investments Private Debt Fund IV Guardian (U), L.P. $449.0M of —
-
Thomas Hauser — Executive Officer, New York, NY
4 other raises
- NZC GUGGENHEIM FUND LLC $1.11B of —
- Guggenheim Loan Fund, Ltd. $577.6M of —
- GUGGENHEIM LOAN FUND, LLC $474.9M of —
- GUGGENHEIM HIGH-YIELD FUND, LLC $267.8M of —
- Kevin J. Solomon — Director, Grand Cayman, E9
-
William Shaw — Director, Grand Cayman, E9
23 other raises
- SPF HedgeFocus Fund LP $77.0M of —
- Octagon Senior Secured Credit Cayman Fund Ltd. $2.07B of —
- Octagon High Income Cayman Fund Ltd. $256.3M of —
- Millennium USA HedgeFocus Fund LP $1.18B of —
- Octagon Credit Opportunities Fund Ltd. $130.2M of —
- FourSixThree Overseas Fund, Ltd. $298.0M of —
- SUVRETTA OFFSHORE FUND, LTD. $619.2M of —
- Averill Fund, Ltd. $283.0M of —
- Value Active Fund, Ltd. $40.5M of —
- Value Active Fund, LP $6.3M of —
- Averill Madison Fund, Ltd. $27.5M of —
- SEI Special Situations Fund, Ltd. $1.75B of —
- SEI Offshore Opportunity Fund II, Ltd. $3.14B of —
- Octagon CLO Evergreen Opportunity Fund, Ltd. $59.6M of —
- Guggenheim Loan Fund, Ltd. $577.6M of —
- Octagon Partners CLO Opportunity Fund, Ltd. $488.5M of —
- Aon Diversifying Alternatives Portfolio Fund Ltd. $1.61B of —
- SPF Securitized Products Master Fund Ltd. $2.57B of —
- SPF Securitized Products Intermediate Fund Ltd. $1.53B of —
- SPF Securitized Products Fund Ltd. $1.53B of —
- LODGE HILL FUND, LTD. $48.5M of —
- Octagon CLO Investment Grade Income Fund, Ltd. $382.6M of —
- Dynamic Alpha Commodity Fund, Ltd. $85.0M of —
-
Daniel Montegari — Executive Officer, New York, NY
1 other raise
- NZC GUGGENHEIM FUND LLC $1.11B of —
Placement agents
- Kelson Capital Llc · 0 RE raises
- Abg, Llc · 0 RE raises
- Guggenheim Securities, Llc · 0 RE raises
- Guggenheim Funds Distributors, Llc · 0 RE raises
Source: SEC EDGAR Form D. Self-reported by the issuer. Not investment advice.