Capital Flow Monitor · Placement agents

Guggenheim Securities, Llc

Firm · Guggenheim Securities, LLC · CRD 40638

Real-estate raises

0

Lodging raises

0

All raises seen

20

Total offered

$605.9M

Licensed / soliciting in: CA CO CT DE GA IL KS LA MA NC NJ NY TX WI

Raises placed

FiledIssuerIndustryRuleOffering% sold
2026-07-24 BPTN Capital-A, L.P. MA Pooled Investment Fund / Other Investment Fund 506(b)
2026-07-24 BPTN Capital, L.P. MA Pooled Investment Fund / Other Investment Fund 506(b)
2026-05-15 Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. CA Pooled Investment Fund / Other Investment Fund 506(b)
2026-05-15 Guggenheim Loan Fund, Ltd. CA Pooled Investment Fund / Other Investment Fund 506(b)
2026-05-15 GUGGENHEIM HIGH-YIELD FUND, LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2026-05-15 GUGGENHEIM LOAN FUND, LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2026-05-15 NZC GUGGENHEIM FUND LTD CA Pooled Investment Fund / Other Investment Fund 506(b)
2026-05-15 NZC GUGGENHEIM FUND LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2026-03-24 Rangeley Lake Partners, LP WA Pooled Investment Fund / Private Equity Fund 506(b) $163.4M 100.0%
2026-03-04 IMMUNIC, INC. X1 Biotechnology 506(b) $200.0M 100.0%
2026-02-04 AKD Holdings-1 LP WA Pooled Investment Fund / Other Investment Fund 506(b) $242.5M 100.0%
2025-11-10 Keyport Life Ins Co Separate Account P MA Other 506(b)
2025-10-14 Guggenheim Loan Fund, Ltd. CA Pooled Investment Fund / Other Investment Fund 506(b)
2025-10-14 GUGGENHEIM HIGH-YIELD FUND, LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2025-10-14 GUGGENHEIM LOAN FUND, LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2025-10-14 NZC GUGGENHEIM FUND LTD CA Pooled Investment Fund / Other Investment Fund 506(b)
2025-10-14 NZC GUGGENHEIM FUND LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2025-09-11 GUGGENHEIM LOAN FUND, LLC CA Pooled Investment Fund / Other Investment Fund 506(b)
2025-08-25 GS Gamma Investments Ltd NY Pooled Investment Fund / Hedge Fund 506(b)
2025-08-25 GS GAMMA INVESTMENTS LLC NY Pooled Investment Fund / Hedge Fund 506(b)