GDL FUND

Related persons

Executive officers, directors and promoters, as filed. Other raises are matched by exact name and show amount sold as last reported.

• John C. Ball — Executive Officer, Rye, NY
  4 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Mario J. Gabelli — Director, Rye, NY
  4 other raises

  • Gabelli International Ltd $13.6M of —
  • GABELLI EQUITY TRUST INC $34.4M of —
  • GABELLI PERFORMANCE PARTNERSHIP L.P. $466.5M of —
  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
• Anthony S. Colavita — Director, Rye, NY
  3 other raises

  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• James P. Conn — Director, Rye, NY
  3 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
• Leslie F. Foley — Director, Rye, NY
  2 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Colin J. Kilrain — Director, Rye, NY
• Michael J. Melarkey — Director, Rye, NY
  1 other raise

  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Agnes Mullady — Director, Rye, NY
  4 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Salvatore J. Zizza — Director, Rye, NY
  5 other raises

  • Gabelli International Ltd $13.6M of —
  • GABELLI EQUITY TRUST INC $34.4M of —
  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Peter Goldstein — Executive Officer, Rye, NY
  3 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Richard J. Walz — Executive Officer, Rye, NY
  4 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • Gabelli Global Small & Mid Cap Value Trust $40.0M of $40.0M · 100.0%
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• Carter W. Austin — Executive Officer, Rye, NY
  2 other raises

  • GABELLI EQUITY TRUST INC $34.4M of —
  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
• Laurissa M. Martire — Executive Officer, Rye, NY
  1 other raise

  • GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
• David I. Schachter — Executive Officer, Rye, NY
  1 other raise

  • GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%

Placement agents

• No sales compensation reported — direct raise.