Capital Flow Monitor · Sponsors · CIK 1585855
Gabelli Global Small & Mid Cap Value Trust
ONE CORPORATE CENTER, RYE, NY, 10580 · 914-921-5100
Pooled Investment Fund / Other Investment Fund · Business Trust· inc. DELAWARE true
Fit score
—
Offering
$40.0M
Sold
$40.0M
% sold
100.0%
Investors
36
Min investment
$10
Exemption
506(b)
Filing history
| Filed | Form | Rule | Offering | Sold | % sold | Investors | |
|---|---|---|---|---|---|---|---|
| 2025-11-06 | D ·current | 506(b) | $40.0M | $40.0M | 100.0% | 36 | EDGAR ↗ |
Related persons
Executive officers, directors and promoters, as filed. Other raises are matched by exact name and show amount sold as last reported.
-
John C. Ball — Executive Officer, Rye, NY
4 other raises
- GABELLI EQUITY TRUST INC $34.4M of —
- GDL FUND $6.7M of $35.0M · 19.0%
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
-
Mario J. Gabelli — Director, Rye, NY
4 other raises
- Gabelli International Ltd $13.6M of —
- GABELLI EQUITY TRUST INC $34.4M of —
- GABELLI PERFORMANCE PARTNERSHIP L.P. $466.5M of —
- GDL FUND $6.7M of $35.0M · 19.0%
-
Anthony S. Colavita — Director, Rye, NY
3 other raises
- GDL FUND $6.7M of $35.0M · 19.0%
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
-
James P. Conn — Director, Rye, NY
3 other raises
- GABELLI EQUITY TRUST INC $34.4M of —
- GDL FUND $6.7M of $35.0M · 19.0%
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
- Calgary Avansino — Director, Rye, NY
-
John Birch — Director, Rye, NY
3 other raises
- Gabelli Associates LTD $455.6M of —
- GABELLI ASSOCIATES LTD II E $195.9M of —
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
- Kevin V. Dreyer — Director, Rye, NY
-
Frank J. Fahrenkopf, Jr. — Director, Rye, NY
2 other raises
- GABELLI EQUITY TRUST INC $34.4M of —
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
-
Agnes Mullady — Director, Rye, NY
4 other raises
- GABELLI EQUITY TRUST INC $34.4M of —
- GDL FUND $6.7M of $35.0M · 19.0%
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
-
Salvatore J. Zizza — Director, Rye, NY
5 other raises
- Gabelli International Ltd $13.6M of —
- GABELLI EQUITY TRUST INC $34.4M of —
- GDL FUND $6.7M of $35.0M · 19.0%
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
- Peter Goldsten — Executive Officer, Rye, NY
-
Richard J. Walz — Executive Officer, Rye, NY
4 other raises
- GABELLI EQUITY TRUST INC $34.4M of —
- GDL FUND $6.7M of $35.0M · 19.0%
- GAMCO Natural Resources, Gold & Income Trust $12.5M of $20.0M · 62.5%
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
- Daniel Hughes — Executive Officer, Rye, NY
-
Bethany A. Uhlein — Executive Officer, Rye, NY
1 other raise
- GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC $6.1M of $20.0M · 30.4%
Placement agents
- No sales compensation reported — direct raise.
Source: SEC EDGAR Form D. Self-reported by the issuer. Not investment advice.