NIS Short Duration Fund, LLC

Related persons

Executive officers, directors and promoters, as filed. Other raises are matched by exact name and show amount sold as last reported.

• n/a n/a National Investment Services of America, LLC — Executive Officer / Promoter, Milwaukee, WI
  10 other raises

  • NIS Total Absolute Return QP Fund, LLC $293.2M of —
  • NIS Preferred Stock QP Fund, LLC $105.2M of —
  • NIS Intermediate Fixed Income QP Fund, LLC $572.0M of —
  • NIS High Yield QP Fund, LLC $281.6M of —
  • NIS Core Fixed Income QP Fund, LLC $2.5B of —
  • NIS Total Absolute Return Fund, LLC $1.2B of —
  • NIS Preferred Stock Fund II, LLC $647.5M of —
  • NIS INTERMEDIATE FIXED INCOME FUND LLC $2.12B of —
  • NIS High Yield Fund, LLC $779.3M of —
  • NIS CORE FIXED INCOME FUND LLC $3.09B of —
• Scott O. Van Lith — Executive Officer, Milwaukee, WI
  11 other raises

  • NIS Total Absolute Return QP Fund, LLC $293.2M of —
  • NIS Preferred Stock QP Fund, LLC $105.2M of —
  • NIS Intermediate Fixed Income QP Fund, LLC $572.0M of —
  • NIS High Yield QP Fund, LLC $281.6M of —
  • NIS Core Fixed Income QP Fund, LLC $2.5B of —
  • NIS Total Absolute Return Fund, LLC $1.2B of —
  • NIS Short Duration High Yield Fund, LLC $66.9M of —
  • NIS Preferred Stock Fund II, LLC $647.5M of —
  • NIS INTERMEDIATE FIXED INCOME FUND LLC $2.12B of —
  • NIS High Yield Fund, LLC $779.3M of —
  • NIS CORE FIXED INCOME FUND LLC $3.09B of —
• Bartlett J. McCartin III — Executive Officer / Director, Milwaukee, WI
  1 other raise

  • NIS High Yield Fund, LLC $779.3M of —

Placement agents

• No sales compensation reported — direct raise.