Capital Flow Monitor · Placement agents
Ubs Financial Services
Registered representative · UBS Financial Services · CRD 8174
Real-estate raises
0
Lodging raises
0
All raises seen
7
Total offered
$0
Licensed / soliciting in: AR DE MI NC NJ OK SD TX
Raises placed
| Filed | Issuer | Industry | Rule | Offering | % sold |
|---|---|---|---|---|---|
| 2026-06-30 | Belmere Capital Fund LLC MA | Pooled Investment Fund / Other Investment Fund | 506(b) | — | — |
| 2026-04-24 | Belhurst Capital Fund LLC MA | Pooled Investment Fund / Other Investment Fund | 506(b) | — | — |
| 2026-03-30 | TALCOTT RESOLUTION LIFE INSURANCE CO ICMG SERIES IV CT | Pooled Investment Fund / Other Investment Fund | 506(b) | — | — |
| 2026-03-11 | NEW YORK LIFE INSURANCE & ANNUITY CORP NY | Insurance | — | — | |
| 2026-02-20 | Andalusian Credit Company, LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2026-02-10 | PFL CORPORATE ACCOUNT ONE IA | Insurance | 506(b) | — | — |
| 2025-12-01 | HNW PPVUL Series Account - 1 IL | Insurance | 506(c) | — | — |