Capital Flow Monitor · Placement agents
Suzette Michelle Clark
Registered representative · Lockton Investment Securities, LLC · CRD 3153620
Real-estate raises
0
Lodging raises
0
All raises seen
2
Total offered
$0
Licensed / soliciting in: DE MO
Raises placed
| Filed | Issuer | Industry | Rule | Offering | % sold |
|---|---|---|---|---|---|
| 2026-07-29 | Principal National Life Insurance Co Private Placement Separate Account IA | Insurance | 506(b) | — | — |
| 2025-08-04 | Principal National Life Insurance Co Private Placement Separate Account IA | Insurance | 506(b) | — | — |