Capital Flow Monitor · Placement agents
Steve Broadbent
Registered representative · Clark Securities Inc. · CRD 3135332
Real-estate raises
0
Lodging raises
0
All raises seen
2
Total offered
$0
Licensed / soliciting in: CA MS
Raises placed
| Filed | Issuer | Industry | Rule | Offering | % sold |
|---|---|---|---|---|---|
| 2025-10-27 | Protective BOLI PPVUL AL | Pooled Investment Fund / Other Investment Fund | 506(b) | — | — |
| 2025-09-26 | BRIGHTHOUSE LIFE INSURANCE Co NC | Insurance | 506(b) | — | — |