Capital Flow Monitor · Placement agents
James Swinney
Registered representative · B. Riley Wealth Management · CRD 5111350
Real-estate raises
0
Lodging raises
0
All raises seen
7
Total offered
$0
Licensed / soliciting in: MD NY PA
Raises placed
| Filed | Issuer | Industry | Rule | Offering | % sold |
|---|---|---|---|---|---|
| 2026-03-25 | InvestX Series (ATR-U5), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2026-02-26 | InvestX Series (ATR-U5 QP), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2026-02-26 | InvestX Series (ATR-U5), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2025-11-25 | InvestX Series (APP-U1), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2025-11-03 | InvestX Series (APP-U1), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2025-10-09 | InvestX Series (APP-U1), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2025-09-26 | InvestX Series (APP-U1), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |