Capital Flow Monitor · Placement agents
James E Swinney
Registered representative · B Riley Wealth Management · CRD 5111350
Real-estate raises
0
Lodging raises
0
All raises seen
2
Total offered
$0
Licensed / soliciting in: NY PA
Raises placed
| Filed | Issuer | Industry | Rule | Offering | % sold |
|---|---|---|---|---|---|
| 2026-02-09 | InvestX Series (LMD-U4), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |
| 2025-12-11 | InvestX Series (LMD-U4), a Series of InvestX Master LLC NY | Pooled Investment Fund / Other Investment Fund | 506(c) | — | — |